This is Richard A. Posner’s
fifth book since his appointment to the federal court of appeals in 1981. During
that time he also has delivered more than 650 judicial opinions and become one of the nation’s most influential judges.
Law and Literature: A Misunderstood
Relation (Harvard, 371 pages, $25) is a wonderfully original and instructive study of what literature has to teach about
the law, the methods of legal argument, and the interpretation of statutes and the Constitution. It also is a demanding, rigorously academic work. Yet I can
recommend it to general readers and non-lawyers (if there are any left) for the depth of its insights into jurisprudence and
literary classics, and for its vivacious style, which propels the reader through many subtle arguments.
The book is framed as a
response and extension to the “law and literature movement,” a growing academic specialty that recently has produced
several books and numerous journal articles by literary law professors and legal-minded literary scholars. The movement has two main flanks. The first uses the trials
and other legal proceedings that are central features of many great works of fiction (such as The Merchant of Venice,
Bleak House and The Brothers Karamazov) to elucidate real legal institutions. The second borrows literary criticism’s concern with problems of interpretation to address problems
of legal interpretation (in interpreting the Constitution, should judges care about the Framer’s intentions or only
their own reactions—their “contemporary values”?).
As it happens, both flanks are
heavily manned by legal radicals, some of them members of the “critical legal studies” movement who want to subvert
traditional legal institutions and replace them with boldly political, economically redistributive forms of “justice.” They are strongly attracted by contemporary “reader-centered” styles of
literary interpretation, which emphasize the reader’s subjective reaction to literary texts: They want judges, like
readers of poetry, to read their own experiences and feelings into laws and the Constitution, even if (especially if?) this
leads to sharp departures from what the legislators of Framers had in mind.
Mr. Posner’s treatment of
the “literary lawyers” (not all of whom are radicals) is scrupulously fair and respectful, and devastating. Poems and laws are written and read for different reasons: for example, poetry is
private and persuasive while laws are public and coercive. While a poet’s
intentions are frequently irrelevant to understanding and enjoying a poem, this is no license for judges. Great literature—that which survives the “test of time”—addresses universal human
themes and proceeds through moral ambiguity or at least nuance; even fictional works by lawyers about legal proceedings (Kafka’s
The Trial and In the Penal Colony) employ the law metaphorically and with broad license. Quibbling over legalisms (was Billy Budd’s drumhead court-martial lawful under 18th-century
British naval law?) adds little to our appreciation of such works, and attempting to extract political manifestoes from them
obliterates the very qualities that make them great literature.
Mr. Posner’s adversaries
are hopelessly outmatched in these arguments, but they are only supporting characters in a larger and more interesting drama—Mr.
Posner’s own exegesis of the relation of literature to law, propounded in a series of arresting, brilliantly interwoven
interpretations of dozens of literary works from Homer and the Greek myths through several 20th-century novels
and poems. He acknowledges, indeed asserts, that law functions to discipline
and disappoint the Romantic impulse in man, forcing a mature sense of limits on man’s youthful visions of a life of
infinite possibilities (which is, ultimately, what our modern Rousseaus of legal scholarship detest about the law). But he shows that most great literature concerned with the law portrays this function as necessary and
worthy. That man’s individuality should be constrained is an aspect of
the human condition, not (at least not necessarily) a contrivance of social repression and exploitation; enduring literature
reflects this enduring truth.
And the classics show that law
serves this function well neither by rigid application of formal rules nor by permitting judges wide discretion to do ad hoc
justice. Formal laws may have unjust results unless tempered by equity, as we
see in Measure for Measure. But strict adherence to formal rules often
is necessary to do justice, as in protecting minorities from the discretion of majorities: Legal technicality was Shylock’s
shield and sword in Christian Venice—until he pressed his advantage to unjust extremes, whereupon Portia turned the
tables and used her own clever technicality to retrieve ultimate justice. And
the formless equity procedures portrayed in Bleak House may produce injustice through uncertainty and eternal delay. Law embraces both formal rules and equitable discretion in a state of constant tension,
and in the hardest cases (as in Antigone and Billy Budd) there is no happy choice between them.
Mr. Posner believes literature
also holds important practical lessons for lawyers and judges about rhetoric and the craft of writing. Here he contrasts the detachment, balance, and concreteness of great literature with the euphemism and
windy hyperbole of modern judicial opinions. His arguments are illustrated by
delightful analyses of several rhetorical masterpieces from both fields, including Yeats’s The Second Coming,
Antony’s
funeral oration in Julius Caesar, Justice Holmes’s dissent in Lochner vs. New York, and snippets from the opinions of other great judges.
A short final section of Law
and Literature discusses the regulation of literature by the law of defamation, censorship and copyright. The highlight is Judge Posner’s suggestion that copyright law might be narrowed to permit greater
literary copying: Shakespeare’s practice of “creative imitation”—borrowing heavily from contemporary
works but embellishing and transforming them—would be unlawful today within the time limits of copyright. Characteristically, he ties this argument to his book’s broader themes. The modern equation of creativity to spontaneous originality is a legacy of Romantic individualism; the
earlier, more realistic notion of creativity, under which Shakespeare flourished, recognized that authors, like other men,
are not islands.